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Client Order Handling

In addition to general rules on order processing, MiFID imposes far-reaching rules for the processing of limit orders. In many cases, these requirements will already be complied with, by virtue of the order processing methods used for regulated markets. If this is not the case, the investment firm will have to take measures itself to comply with this provision.

NetEconomy addresses this provision by monitoring the client order handling process to ensure that orders are recorded in a timely manner and executed in the correct sequence.

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2008

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September 2008

Sweden’s SEB Rolls Out Fiserv’s NetEconomy Anti-money Laundering Solution Across 17 Countries

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